Enforcement Action No. |
Action Type |
Name |
Status |
Date |
2012-265 |
SOX |
ST COMPLIANCE ACHIEVED |
T |
12-13-2011
|
2010-246 |
LMC |
INFORMATIONAL MAILINGS AND PHONE CALLS |
T |
09-14-2010
|
2010-247 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
09-14-2010
|
2010-245 |
LMC |
INFORMATIONAL MAILINGS AND PHONE CALLS |
T |
09-10-2010
|
2010-244 |
LMC |
INFORMATIONAL MAILINGS AND PHONE CALLS |
T |
09-10-2010
|
2010-243 |
LMC |
INFORMATIONAL MAILINGS AND PHONE CALLS |
T |
08-27-2010
|
2010-242 |
LMC |
INFORMATIONAL MAILINGS AND PHONE CALLS |
T |
08-27-2010
|
2010-241 |
LMC |
INFORMATIONAL MAILINGS AND PHONE CALLS |
T |
07-21-2010
|
2010-240 |
LMC |
INFORMATIONAL MAILINGS AND PHONE CALLS |
T |
06-29-2010
|
2010-238 |
LMC |
INFORMATIONAL MAILINGS AND PHONE CALLS |
T |
06-28-2010
|
2010-239 |
LMC |
INFORMATIONAL MAILINGS AND PHONE CALLS |
T |
06-28-2010
|
2010-237 |
LMC |
INFORMATIONAL MAILINGS AND PHONE CALLS |
T |
06-25-2010
|
2010-236 |
LMC |
INFORMATIONAL MAILINGS AND PHONE CALLS |
T |
06-25-2010
|
2010-230 |
SIE |
ST PUBLIC NOTIF REQUESTED |
T |
03-15-2010
|
2010-231 |
SFO |
ST AO (W/PENALTY) ISSUED |
T |
03-15-2010
|