Enforcement Action No. |
Action Type |
Name |
Status |
Date |
2012-43 |
SOX |
ST COMPLIANCE ACHIEVED |
T |
11-23-2011
|
2011-32 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
07-08-2011
|
2011-31 |
SIA |
ST VIOLATION/REMINDER NOTICE |
T |
06-23-2011
|
2011-22 |
LMC |
INFORMATIONAL MAILINGS AND PHONE CALLS |
T |
11-03-2010
|
2010-21 |
LMC |
INFORMATIONAL MAILINGS AND PHONE CALLS |
T |
08-27-2010
|
2010-20 |
LMC |
INFORMATIONAL MAILINGS AND PHONE CALLS |
T |
06-25-2010
|
2010-17 |
SIA |
ST VIOLATION/REMINDER NOTICE |
T |
04-30-2010
|
2010-14 |
SFO |
ST AO (W/PENALTY) ISSUED |
T |
03-25-2010
|
2010-13 |
SIE |
ST PUBLIC NOTIF REQUESTED |
T |
03-25-2010
|
2010-12 |
SIA |
ST VIOLATION/REMINDER NOTICE |
T |
02-25-2010
|
2010-7 |
SIE |
ST PUBLIC NOTIF REQUESTED |
T |
02-08-2010
|
2010-6 |
SIA |
ST VIOLATION/REMINDER NOTICE |
T |
02-08-2010
|