Enforcement Action No. |
Action Type |
Name |
Status |
Date |
2013-35 |
SOX |
ST COMPLIANCE ACHIEVED |
T |
10-12-2012
|
2012-32 |
LMC |
INFORMATIONAL MAILINGS AND PHONE CALLS |
T |
06-11-2012
|
2012-31 |
LMC |
INFORMATIONAL MAILINGS AND PHONE CALLS |
T |
06-08-2012
|
2012-23 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
04-11-2012
|
2012-21 |
LMC |
INFORMATIONAL MAILINGS AND PHONE CALLS |
T |
03-30-2012
|
2012-22 |
LMC |
INFORMATIONAL MAILINGS AND PHONE CALLS |
T |
03-20-2012
|
2012-18 |
SIA |
ST VIOLATION/REMINDER NOTICE |
T |
03-01-2012
|
2012-14 |
SIA |
ST VIOLATION/REMINDER NOTICE |
T |
12-21-2011
|
2011-6 |
SIA |
ST VIOLATION/REMINDER NOTICE |
T |
05-31-2011
|
2011-5 |
SFO |
ST AO (W/PENALTY) ISSUED |
T |
04-04-2011
|
2011-4 |
SIE |
ST PUBLIC NOTIF REQUESTED |
T |
04-04-2011
|
2010-9017146 |
SIA |
ST VIOLATION/REMINDER NOTICE |
T |
02-23-2010
|
2010-9017136 |
SIE |
ST PUBLIC NOTIF REQUESTED |
T |
01-27-2010
|
2010-9017135 |
SIA |
ST VIOLATION/REMINDER NOTICE |
T |
01-27-2010
|