Enforcement Action No. |
Action Type |
Name |
Status |
Date |
2015-4367 |
SO0 |
ST NO LONGER SUBJECT TO RULE |
T |
12-31-2012
|
2011-4348 |
SOX |
ST COMPLIANCE ACHIEVED |
T |
06-23-2011
|
2011-4347 |
SOX |
ST COMPLIANCE ACHIEVED |
T |
05-31-2011
|
2011-4344 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
05-17-2011
|
2011-4335 |
LMC |
INFORMATIONAL MAILINGS AND PHONE CALLS |
T |
11-03-2010
|
2010-4334 |
LMC |
INFORMATIONAL MAILINGS AND PHONE CALLS |
T |
09-28-2010
|
2010-4332 |
LMC |
INFORMATIONAL MAILINGS AND PHONE CALLS |
T |
08-27-2010
|
2010-4333 |
LMC |
INFORMATIONAL MAILINGS AND PHONE CALLS |
T |
08-27-2010
|
2010-4330 |
SIE |
ST PUBLIC NOTIF REQUESTED |
T |
06-08-2010
|
2010-4331 |
SFO |
ST AO (W/PENALTY) ISSUED |
T |
06-08-2010
|
2010-4326 |
SIA |
ST VIOLATION/REMINDER NOTICE |
T |
04-30-2010
|
2010-4323 |
SIA |
ST VIOLATION/REMINDER NOTICE |
T |
02-25-2010
|
2010-4318 |
SIE |
ST PUBLIC NOTIF REQUESTED |
T |
02-08-2010
|
2010-4317 |
SIA |
ST VIOLATION/REMINDER NOTICE |
T |
02-08-2010
|